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Asset Management, Equity Research Analyst, Emerging Market Asia Pacific, Vice President

Posting Date: 4-16-2018

Req #: 180039191

Location: Shanghai, 31, CN

Job Category: Asset Management

JPMAM's business in Asia has remained headquartered in Hong Kong for more than three decades. JPMAM is one of the largest local investment managers in Hong Kong. As part of a major global investment group, we are committed to providing specialist teams with the resources needed to deliver successful products and performance to our clients. The Emerging Market Asia Pacific Group (EMAP), together with the local presence of the Global Portfolios Group, Global Multi Asset Group and Global Fixed Income Groups, forms the core of JPMAM's operations. In addition to the knowledge and experience of our individual investment professionals, the stability of the team has enabled JPMAM to develop strong relationships with local clients.

 

We are looking for an Equity Research Analyst to work closely with our China portfolio management team, whereby you will contribute ideas and research to country and regional funds.

 

Key responsibilities include:

Detailed research and analysis of individual stocks and sectors within the China equities universe (focus on consumer and industrials)

Building and maintaining fully integrated financial forecast models based on management meetings and other forms of primary research

In-depth analysis of industry and competitive dynamics

Assessing governance and political risks

Formulating and articulating investment views and recommendations--both in detailed written reports and oral presentations

Stock idea generation and monitoring macro, market, and company developments

Providing input into portfolio construction and asset allocation decision-making


Requirements:

Holder of a good University degree

Minimum of 6 years of relevant work experience, including detailed financial modeling in Excel

Preference for experience and track record in stock research/analysis/recommendations

Investment and market knowledge, particularly the sectors highlighted above

Strong financial knowledge and analytical skills

Fluency in English and Mandarin Chinese

Superior communication skills and adept at dealing with colleagues at all levels

Excellent general/report writing and presentation skills (in English)


China Global Investment Bank Banker – ED

Posting Date: 4-13-2018

Req #: 180039214

Location: Beijing, 11, CN

Job Category: Investment Banking


About J.P. Morgan’s Corporate & Investment Bank

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.6 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com. 


About J.P. Morgan Global Investment Bank

 J.P. Morgan is one of the world's top-tier global investment banks. We advise clients on corporate strategy and structuring and executing of complex M&A transactions and help them raise capital. This capability supports an outstanding network of relationships with corporate and institutional clients that lie at the heart of our Investment Banking franchise.  


Key Responsibilities:

Assist the Head of Client Coverage in developing clients and marketing total business solutions to clients in Mainland China.

Identify and develop new business opportunities and projects with existing and new clients under coverage.

Work with the financial solutions and execution teams to advise clients on integrated financial solutions including pre-IPO, IPO, M&A, leveraged finance, capital raising, corporate financing and other financial advisory.

Follow up and coordinate all deals and requests from clients and coordinate with the Financial Solutions, execution and other internal teams, as well as external professional consultants.

Provide timely market information to the Head of Client Coverage and related business teams.

Participate in business and company events to identify new business opportunities and pitch for new clients.

As circumstances may require, lead and/or participation in execution meetings with support of execution/product departments.  


Requirements:

A seasoned senior banker with extensive client coverage and distribution experience in China

Good business acumen with solid investment banking experience and proven track record, especially on M&A and equity finance product.

Strong relationship management and influencing skills.

Strong interpersonal, negotiation and communication skills, with a high level of proficiency in English and Mandarin.


Language: 

Fluency in English and Mandarin is essential


CIB F&BM – Relationship Partner – Global Corporate Bank - Analyst / Associate

Posting Date: 4-17-2018

Req #: 180039188

Location: Beijing, 11, CN

Job Category: Accounting/Finance/Audit/Risk

About J.P. Morgan’s Corporate & Investment Bank 

J.P. Morgan’s Corporate & Investment Bank is a global leader across banking, markets and investor services. The world’s most important corporations, governments and institutions entrust us with their business in more than 100 countries. With nearly $20 trillion of assets under custody, the Corporate & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.

 

Department Description 

The Corporate Investment Bank, Relationship Partner  team plays a critical role in ensuring that as an organization, we are compliant with multiple regulations, in order to protect the bank’s reputation and financial assets.

 

The Relationship Partner team operates in close partnership with Bankers, Operations, Credit, Legal and Compliance to provide efficient and timely on-boarding of new/existing client relationships to the JP Morgan infrastructure.

 

Job Summary 

The Relationship Partner will be responsible for managing the Front Office relationship for business requests in KYC Onboarding, Remediation and Renewals. The Associate will be required to facilitate the end to end client onboarding process, ensuring all due diligence documentation is sourced and delivered to the Wholesale Client Onboarding team to incorporate into the KYC platform.

 

Key Responsibilities:

Manage new business requests received from the Front Office and facilitate the KYC process end to end

Act as an SME and Due Diligence expert to guide clients through the KYC requirements and variation of documents which may fulfil due diligence requirements

Conduct in-depth analysis on the ownership structure of the client on publicly available sources (not limited to company registries) or client documentation, and seek additional confirmation or approvals as required

Work closely with the Front Office and potentially direct with clients as required, to obtain all necessary supporting evidence to full KYC due diligence

Follow up with Client Onboarding teams to ensure onboarding is completed within agreed timeframes

Liaise regularly with the business to conduct workload planning, review status of key onboardings and prioritize open requests

Frequently interact with key stakeholders such as Legal, Compliance, Credit and Operations to develop strong partnerships, eliminate roadblocks and ensure continuity of information flow across the groups

Assist Relationship Managers with overnight screening, client exits and any other KYC related tasks as required

Manage personal workload and priority items and ensure timely escalation of key risks/issues to management

Keep informed of any changes to processes and procedures, regulatory change and ensure open verbal dialogue with colleagues across the region

Identify and execute process improvements, provide guidance and support on key process and technology initiatives to the business


Qualifications 

Skills Required

A working knowledge of KYC/Compliance/AML procedures and standards

Knowledge of multiple client types (i.e. Corporates, SPV, Trust, F.I.’s. etc.)

Knowledge of financial industry with in-depth expertise in various lines of business (Corporate Investment Bank and heritage lines of business)

Strong verbal and written communication skills

Strong time management, organizational, relationship building skills

Quality client focus, strong controls mind-set and strong customer service skills(e.g. oral and written communication skills)

Prior experience of adhering to controls and compliance standards

Ability to grasp/learn concepts and procedures quickly

Qualification & Experience:

Knowledge of KYC & Client onboarding is preferred with at least 2-4 years experience (Audit, Control, Risk, AML, and Research may also be areas of experience)

B.S. Degree or equivalent


Corporate - Compliance - GFCC - AMLCO - Associate

Posting Date: 4-13-2018

Req #: 180037597

Location: Shanghai, 31, CN

Job Category: Compliance

Assist MLRO with CIB and CB AML advisory BAU, Suspicious Transactions monitoring and other related work as per MLRO’s list of responsibility;

•         Manage PBOC requests survey/assessment from PBOC HQ and 8 branch level PBOC;

•         Produce, review and act on any AML related management information as part of the firm's global/regional MIS reporting framework;

•         Participating in PBOC AML Remediation related work;

•         Other ad-hoc duty assigned by the MLRO and China GFCC Head for assisting


Global/Regional/China franchise initiatives by providing consultation advices only, includes but not limited to, 

- Oversee the development of the firm’s recordation of local GFCC policies and standards and through governance, ensure formal  and appropriate review and approval is completed;

- Provide clarification, guidance and risk based solutions to the business on global and local policy interpretation;

- Act as primary point of contact with local regulators and law enforcement authorities for AML/CFT related matters in fulfilment of all AML/CFT regulatory requirements;

- Review local Lines of Business (LOB) procedures (CDD, Wire Transfers, Transaction Monitoring, Investigations, Regulatory reporting, Employee Screening, Record Keeping) and ensure these procedures are in line with local AML policy;

- AML/CFT Prevention through identification and ongoing analysis of risk associated with new products, services, processes, clients and geographies;

- Oversee New Business Initiatives, Products and Services;

- Oversee identification, risk determination and on-boarding/ongoing due diligence of high risk clients;

- Produce, review and act on any AML related management information as part of the firm's global/regional MIS reporting framework;

- Primary oversight on AML monitoring of customers and customer transactions;

- Subject to local laws and regulations, work with Global and Regional GFCC and location Compliance in the investigation of suspicious activity, and resultant reporting obligations;

- Partner with the LOBs and location Compliance Officers to ensure they understand the AML obligations for the business/location they support;

- Assist senior management to enhance and strengthen an AML compliance culture;

- Assist in the development, coordination and implementation of AML training and testing programs for the business;

- Deliver and track progress of both team and in-country AML training and testing programs to closure;

- Manage jointly with the LOBs any internal/external audits & reviews on the local AML Compliance program;

- Develop and maintain appropriate reporting channels and mechanisms to ensure Senior 


Compliance management are made aware of and appropriately consulted in a timely fashion on significant issues or developments related to the execution of in-country MLRO / AMLO duties, and updated on a periodic basis to the status and effectiveness of in-country AML program;

- Participate in the local management committee meetings and maintain all the AML-related information/documents that are tabled and/or submitted to the committees;

- Review new business initiatives, products and services and address any emerging AML risks;

- Partner with local management committee and respective LOBs to conduct Risk Assessments as required; and

- Provide country LOB senior management with regular updates on key issues and emerging risks.

 

China Regulation Specific:

- Support MLRO to act as the primary point of escalation from respective employees/LOBs on matters relating to ML/TF and ensure that the information is kept secured and confidential;

- Support MLRO to act as final in-country point of approval/escalation in matters of Suspicious Activity Reporting; and

- Support MLRO to ensure that relevant AML risk issues or local regulatory requirements are addressed or implemented in a timely manner.

- Law / Accounting / Business / Finance Degree

- Minimum 2-3 years of compliance experience preferably with a global financial institution

- Familiar with country AML/CFT requirements

- Experience in regulatory investigations, exam and audit management

- Meet the 'Fit and Proper' criteria relating to (a) probity, personal integrity and reputation; or (b) competency and capability

- Meticulous;

- A solution driven approach, with exemplary problem solving skills;

- Excellent communication and organizational skills;

- Strong analytical ability and logical thinking;

- Ability to work under pressure; and

- Sound knowledge of local laws and regulations.


Corporate - Compliance - GFCC - MLRO - VP

Posting Date: 4-13-2018

Req #: 180037596

Location: Shanghai, 31, CN

Job Category: Compliance

Responsible for coordinating GFCC program execution within the bank.

Responsibilities include:

- Oversee the development of the firm’s recordation of local GFCC policies and standards and through governance, ensure formal  and appropriate review and approval is completed;

- Provide clarification, guidance and risk based solutions to the business on global and local policy interpretation;

- Act as primary point of contact with local regulators and law enforcement authorities for AML/CFT related matters in fulfilment of all AML/CFT regulatory requirements;

- Review local Lines of Business (LOB) procedures (CDD, Wire Transfers, Transaction Monitoring, Investigations, Regulatory reporting, Employee Screening, Record Keeping) and ensure these procedures are in line with local AML policy;

- AML/CFT Prevention through identification and ongoing analysis of risk associated with new products, services, processes, clients and geographies;

- Oversee New Business Initiatives, Products and Services;

- Oversee identification, risk determination and on-boarding/ongoing due diligence of high risk clients;

- Produce, review and act on any AML related management information as part of the firm's global/regional MIS reporting framework;

- Primary oversight on AML monitoring of customers and customer transactions;

- Subject to local laws and regulations, work with Global and Regional GFCC and location Compliance in the investigation of suspicious activity, and resultant reporting obligations;

- Partner with the LOBs and location Compliance Officers to ensure they understand the AML obligations for the business/location they support;

- Assist senior management to enhance and strengthen an AML compliance culture;

- Assist in the development, coordination and implementation of AML training and testing programs for the business;

- Deliver and track progress of both team and in-country AML training and testing programs to closure;

- Manage jointly with the LOBs any internal/external audits & reviews on the local AML Compliance program;

- Develop and maintain appropriate reporting channels and mechanisms to ensure Senior Compliance management are made aware of and appropriately consulted in a timely fashion on significant issues or developments related to the execution of in-country MLRO / AMLO duties, and updated on a periodic basis to the status and effectiveness of in-country AML program;

- Participate in the local management committee meetings and maintain all the AML-related information/documents that are tabled and/or submitted to the committees;

- Review new business initiatives, products and services and address any emerging AML risks;

- Partner with local management committee and respective LOBs to conduct Risk Assessments as required; and

- Provide country LOB senior management with regular updates on key issues and emerging risks.


China Regulation Specific:

- Act as the primary point of escalation from respective employees/LOBs on matters relating to ML/TF and ensure that the information is kept secured and confidential;

- Act as final in-country point of approval/escalation in matters of Suspicious Activity Reporting; and

- Ensure that relevant AML risk issues or local regulatory requirements are addressed or implemented in a timely manner.

- Law / Accounting / Business / Finance Degree

- Minimum 5yrs of relevant AML/Compliance experience preferably with a global financial institution

- Expert on both implementation and advisory in country AML/CFT requirements

- Experience in regulatory investigations, exam and audit management

- Meet the 'Fit and Proper' criteria relating to (a) probity, personal integrity and reputation; or (b) competency and capability

- Meticulous;

- Strong management and leadership skills, including effective project management abilities;

- A solution driven approach, with exemplary problem solving skills;

- Excellent communication and organizational skills;

- Strong analytical ability and logical thinking;

- Independent decision maker, able to make time-sensitive assessments;

- Ability to work under pressure;

- Sufficient stature, authority and seniority to participate and able to effectively influence decision relating to AML/CFT;

- Knowledgeable and with the expertise to effectively discharge the roles and responsibilities, including being informed of the latest developments in ML/TF techniques and the AML/CFT measures undertaken by the industry; and

- Sound knowledge of local laws and regulations.


CIB - Operations - KYC Specialist - Analyst

Posting Date: 4-11-2018

Req #: 180014016

Location: Shanghai, 31, CN

Job Category: Investment Banking

Job Description:

The Wholesale Client On-Boarding (WCOB) team is a global team with locations in major locations such as New York, Delaware, London, Bournemouth, Hong Kong and Singapore. The team functions in close partnership with Sales, Operations, Credit, Legal and Compliance to ensure efficient and timely on-boarding to the JPMorgan infrastructure.  WCOB plays a critical role in introducing new clients to our organization as well as ensuring full due diligence is done with respect to new and existing relationships.   This team is responsible for the enforcement of controls associated with Know Your Client (KYC) and Anti Money Laundering (AML) regulatory requirements. 

The Client On-boarding Specialist is accountable for successfully on-boarding new clients for the Corporate & Investment Bank in a high quality and timely manner.  The Specialist is required to oversee the on-boarding of a client through a complex internal infrastructure, and applications.


Responsibilities:

• Verify and evaluate client information and client KYC records.

• Ensure client records are complete and accurate.

• Escalation point for WCOB team with key stakeholders and their clients.

• Matrix reporting line to main WCOB Hub in Hong Kong; responsibilities to include providing team updates, MIS, and ensuring team is inline with Global Operating Model.

• Monitor team’s capacity, KPI’s, and KRI’s to ensure a smooth and seamless on-boarding process for our clients and front-office.

应聘须知

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机构介绍

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.4 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the worlds most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands.  Information about J.P. Morgan is available at www.jpmorganchase.com




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